SEC 592 Week 4 Midterm (MCQs & Essay)
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- Question. (TCO A) The COBIT domain that includes using SLAs or baselines to determine how well processes are performing is __________.
- Question. (TCO B) A chief compliance officer (COO) __________.
- Question. (TCO C) Delivery and Support domain control objective 10 of COBIT __________.
- Question. (TCO A) The components of COSO’s Enterprise Risk Management include all of the following except __________.
- Question. (TCO B) Enterprise Resource Planning systems
- Question. (TCO A) What is one of the ways IT does not deliver value to an organization?
- Question. (TCO C) If someone does not do his or her due care, the person could be considered __________.
- Question. (TCO B) Data retention requirements refer to which form of control of data?
- Question. (TCO A) On average, United States companies with a market capitalization of greater than $75 million spend how much to comply with Section 404 of Sarbanes-Oxley?
- Question. (TCO C) One of the goals of the European Community Financial Services Action Plan, Solvency II is to __________.
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- Question. (TCO B) Which is not a class of the Statement of Accounting Standards (SAS) 31?
- Question. (TCO A) What is the title of Section 404 of SOX?
- Question. (TCO C) Which of the following is not a risk strategy required under Solvency II?
- Question. (TCO B) Which of the following is not a best practice to ensure good governance and ethics in an organization?
- Question. (TCO A) Section 404 of Sarbanes-Oxley requires executive management for which of the following?
- Question. (TCO A) What are the six areas of COBIT? Describe them in detail.
- Question. (TCO B) Explain the criteria you would use to assess the appropriateness of control objectives under the planning and organization domain of COBIT? What is the purpose of this domain?
- Question. (TCO C) Analyze and discuss how the Health Insurance Portability and Accountability Act (HIPPA) helps to improve the U.S. healthcare industry. What are some of its challenges?
- Question. (TCO B) Describe the Delivery and Support domain of COBIT.
